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China Securities Regulatory Commission
Notice of the China Securities Regulatory Commission on Abolishing Some of the Securities and Futures Rules (IV)
ZhengJianFaLvZi [2003] No. 15
November 20th, 2003
All the securities regulatory offices, agencies, special offices, all the securities or futures exchanges, China Securities Registration
and Settlement Company, and all the departments under the China Securities Regulatory Commission:
In accordance with the provisions of the Regulations on Procedures for Formulation of Rules, this Commission has made cleanup once
more on departmental rules on securities and futures promulgated from the establishment of this Commission up to June 30th, 2003,
on the basis of abolishing the first three batches of rules and normative documents (hereinafter referred to in general as “rules”),
of which there are 30 securities rules that shall be repealed, have been repealed through public proclamation, or are automatically
invalidated, and 16 futures rules. We hereby have the lists of the two parts of 46 rules publicized in order to terminate the implementation
thereof.
Attachment: List of Departmental Rules Abolished by the China Securities Regulatory Commission (IV)
Attachment:List of Departmental Rules Abolished by the China Securities Regulatory Commission (IV)htm/e03303.htm NO
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NO.
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Regulations
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File NO.
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Issued by
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Date of Issue
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1
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Notice concerning Approval of the Experimental Futures Exchanges
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ZHENGJIANFA [1994] NO.150
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China Securities Regulatory Commission
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October 10th, 1994
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2
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Provisions on State-owned Enterprises and Institutions Participating in Futures Exchange
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ZHENGJIANFAZI [1994] NO.179
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China Securities Regulatory Commission, the State Economic and Trade Commission, the Ministry of Domestic Trade
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December 5th, 1994
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3
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Urgent Circular concerning Enhancing Risk Control on Treasury Bonds and Futures Transaction
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ZHENGJIANFAZI [1995] NO.23
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China Securities Regulatory Commission
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February 26th, 1995
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4
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Urgent Circular concerning the Implementation of Provisions on Bail for Treasury Bonds and Futures Dealings
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ZHENGJIANFAZI [1995] NO.47
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China Securities Regulatory Commission
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March 30th, 1995
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5
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Interim Measures for the Administration of the Qualifications of Securities Practitioners
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ZHENGWEIFAZI [1995] NO.6
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The Securities Commission of the State Council
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April 18th, 1995
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6
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Notice concerning Requiring All the Treasury Bonds and Futures Exchanges to Further Enhance Risk Control
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ZHENGJIANFAZI [1995] NO.60
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China Securities Regulatory Commission
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May 15th, 1995
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7
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Notice concerning the Cleaning Up B-Share Accounts
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ZHENGJIANFAZI [1996] NO.76
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China Securities Regulatory Commission
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June 28th, 1996
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8
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Notice concerning Issues on the Strict Administration of the Opening of B-Share Accounts
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ZHENGJIANJIAOZI [1996] NO.2
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China Securities Regulatory Commission
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September 20th, 1996
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9
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Notice concerning Several Issues on Regulating the Acceptance of Capital Contribution by Futures Brokering Corporations
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ZHENGJIANQIZI [1996] NO.16
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China Securities Regulatory Commission
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December 23rd, 1996
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10
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Notice concerning Stoutly Forbidding Illegal Fund-raising in the Name of Futures Transaction
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ZHENGJIANQIZI [1997] NO.41
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China Securities Regulatory Commission
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November 12th, 1997
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