Official Reply of the China Securities Regulatory Commission the Setting up of Guotai Junan Financial Holding Co., Ltd. by Guotai Zheng Jian Ji Gou [2006] No. 82 Guotai Junan Securities Co., Ltd., Your application materials on the setting up of Guotai Junan Financial Holding Co., Ltd. in Hong Kong SAR have been received. After 1. Your company is authorized to set up Guotai Junan Financial Holding Co., Ltd. in Hong Kong SAR. 2. Your company shall, in accordance with the relevant provisions of the State, appropriate the capital and assign employees to Hong 3. Zhu Youyi is selected as the principal of Guotai Junan Financial Holding Co., Ltd without demurrer form our Commission. In the event 4. The business management and risk control mechanism of your overseas institutions shall be further improved and perfected, your company 5. Your company shall make a timely report to this Commission on the following significant matters: (1) the occurrence of an illegal 6. The institution set up by your company in Hong Kong SAR shall rigorously comply with the laws of Hong Kong SAR and shall be supervised China Securities Regulatory Commission April 28, 2006 |
China Securities Regulatory Commission
2006-04-28